Job Descriptions

The titles, duties and expectations of the ethics and compliance role vary quite a bit from organization to organization. The actual job descriptions linked here are just examples from a variety of settings.

Compliance in Academia

• Bond University has a Compliance Officer

• Texas A&M has a University Compliance Officer

Financial Services Compliance Descriptions

• Here's a job description from the Commodity Futures Trading Commission

• Eastwood Bank's Compliance Officer description

• G&F Financial Group describes its Compliance Officer

Government Compliance Leaders

• The County of Santa Clara, CA has an Ethics and Compliance Officer

• Connecticut has Compliance Officers or Ethics Liasons in each state agency

Healthcare Compliance Roles

• Southern Illinois University's School of Medicine has a Health Care Compliance Officer

• Universal Health Services describes its Chief Compliance Officer

• UC Davis Health System has a Chief Compliance Officer

Compliance Folk in Other Settings

• Goodwill Industries of the Valley's Chief Compliance Officer

• Compliance Officer at the Kickapoo Lucky Eagle Casino and a similar role at the Hard Rock Hotel and Casino

• The Roman Catholic Diocese of Tucson has a Compliance Officer

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